Sumitomo Mitsui Banking Corporation – SMBC Group

Head of Compliance Risk Assessment

Sumitomo Mitsui Banking Corporation – SMBC Group

full-time

Posted on:

Location Type: Hybrid

Location: Jersey City • New Jersey • United States

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Salary

💰 $248,000 - $285,000 per year

Job Level

Lead

About the role

  • Lead the firm-wide Compliance Risk Assessment (CRA) program, ensuring robust design, execution, and continuous enhancement of the CRA framework and methodology
  • Manage the end-to-end delivery of the CRA process, including stakeholder engagement, data analysis, reporting, and integration with broader compliance and risk management strategies
  • Support development of Annual Compliance Plan leveraging the risk assessment results
  • Work with stakeholders within Compliance and First Line of Defense Teams to uplift control design and frameworks
  • Develop and enhance risk metrics to inform risk assessments
  • Serve as a strategic advisor to senior leadership
  • Monitor regulatory developments and industry trends to ensure the CRA program remains current and effective
  • Manage a team of risk professionals
  • Drive automation and data analytics initiatives to enhance the efficiency and effectiveness of the CRA process

Requirements

  • 15 + years of specialized experience in Financial Services
  • Minimum 8-10 years of compliance experience (e.g., Risk Assessment, Developing Compliance Framework, Compliance Advisory, Bank regulator)
  • 10+ years of management experience preferred
  • BA / BS in a relevant discipline (e.g., Accounting, Finance, Banking, Statistics, Mathematics, or other related field), or equivalent experience
  • MA / MS / MBA preferred
  • Certified Regulatory Compliance Manager (CRCM)
  • CPA-Certified Public Accountant
  • Experience with Microsoft Office Suite, SharePoint
  • Experience on implementing GRC systems, awareness of toolset like Alteryx and AI applications
Benefits
  • Competitive portfolio of benefits to employees
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
Compliance Risk AssessmentRisk AssessmentCompliance Framework DevelopmentData AnalysisRisk Metrics DevelopmentAutomationData Analytics
Soft Skills
Stakeholder EngagementStrategic AdvisoryTeam Management
Certifications
Certified Regulatory Compliance Manager (CRCM)CPA-Certified Public Accountant