Vice President, Regulatory Reporting QA
Sumitomo Mitsui Banking Corporation – SMBC Group
full-time
Posted on:
Location Type: Hybrid
Location: Jersey City • New Jersey • 🇺🇸 United States
Visit company websiteSalary
💰 $130,000 - $175,000 per year
Job Level
Lead
About the role
- Conduct independent risk-based assessments of U.S. regulatory reporting processes to evaluate reporting accuracy, completeness, and conformance with regulatory requirements.
- Apply significant regulatory reporting expertise in a senior assessment role, responsible for leading complex testing activities and mentoring Associates.
- Lead key segments of quarterly assessments, manage planning and scoping for high-risk areas, and oversee execution of testing procedures.
- Responsible for continuous risk monitoring, issue validation, and contributing to methodology enhancements.
Requirements
- Bachelor’s degree in Accounting, Finance, Business Analytics, or related field; advanced degree or professional certification (CPA, CIA, CFA) preferred.
- 5+ years of experience in audit, regulatory reporting, or internal control assessment, with demonstrated leadership in complex testing engagements.
- Extensive knowledge of U.S. regulatory reports (e.g., FR Y-9C, FR 2052a) and related instructions, and banking products (loans, deposits, derivatives, securities).
- Strong analytical, problem-solving, and communication skills, with ability to present to senior management.
- Familiarity with data governance, data quality concepts, and regulatory requirements.
- Ability to manage multiple priorities and lead teams in a fast-paced environment.
Benefits
- Competitive portfolio of benefits to its employees
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
regulatory reportingrisk assessmentauditinternal control assessmentdata governancedata qualitytesting proceduresmethodology enhancementsU.S. regulatory reportsbanking products
Soft skills
analytical skillsproblem-solving skillscommunication skillsleadershipmentoringplanningscopingissue validationability to manage multiple prioritiesability to present to senior management
Certifications
CPACIACFA