Senior or Lead Financial Analyst - Treasury (hybrid)
NiSource
Regulatory Compliance Program Manager
Stripe
full-time
Posted on:
Origin: • 🇺🇸 United States
Visit company websiteJob Level
SeniorLead
About the role
- Report directly to the Chief Risk and Compliance Officer and be a key player in ensuring the bank's adherence to all relevant laws, regulations, and internal policies.
- Implement the MALPB’s Compliance Management System (CMS), tailoring and implementing the corporate CMS for the unique regulatory requirements of a Georgia‑chartered bank using drafted foundational policies and procedures.
- Leverage corporate policies, procedures, and internal controls while ensuring the program meets regulatory expectations from agencies like the Georgia Department of Banking & Finance.
- Implement a robust issues management program to track, escalate, and remediate compliance-related findings; partner with internal audit and other compliance teams and document corrective actions and monitor timely completion.
- Develop a systematic change management process with corporate compliance to identify, assess, and manage compliance risks from new or changing products, services, technologies, and regulations; ensure reviews before implementation.
- Contribute to development and execution of a comprehensive compliance monitoring and testing program: develop testing scripts, conduct periodic reviews, and report results to management; collaborate with corporate monitoring and testing teams.
- Develop management information reports for the board and management, providing meaningful information on the status of the compliance program, including issues, monitoring results, and trends.
Requirements
- Approximately 7 years of experience in a regulatory compliance role within a bank or other financial institution.
- In-depth knowledge of compliance management systems, including issues management, change management, and monitoring and testing methodologies.
- Experience with merchant acquiring, payments processing, or other high-volume financial services.
- Familiarity with the regulatory environment of banks, including state and federal agency handbooks and guidance.
- Strong analytical and reporting skills with the ability to translate complex data into actionable insights for management.
- Experience with a state or federally regulated financial institution.
- Excellent written and verbal communication skills, with a proven ability to collaborate effectively with diverse internal and external stakeholders.
- A proactive and independent work style with a keen attention to detail.
- A problem-solver who is comfortable with a fast-paced environment and enthusiastic about applying innovative, technology-focused solutions to compliance challenges.
- Experience with a new bank or a startup environment. (preferred)
- Experience in a technology-forward environment, comfortable with the application of new and innovative technology to regulatory compliance solutions. (preferred)
- Experience with compliance risk assessments. (preferred)
- Professional compliance certifications (e.g., CRCM). (preferred)
