Stowe Family Law LLP

Compliance

• Provide clear compliance guidance across the firm and act as first point of contact for compliance queries
• Manage regulatory matters including complaints, breaches, investigations, data subject access requests, audits, and file reviews
• Oversee AML, sanctions checks, client due diligence, and maintain compliance records and registers
• Review and refine policies and procedures and lead compliance projects
• Deliver training to embed best practice across the firm
• Identify, assess, and manage compliance, operational, and reputational risks
• Collaborate closely with the COLP and Head of Risk & Compliance and support firm growth

Compliance Officer