Financial Examiner/Analyst II
State of Florida
full-time
Posted on:
Location Type: Office
Location: Tampa • Florida • United States
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Salary
💰 $59,000 - $62,000 per year
About the role
- Utilize standard exam procedures and methods in the performance and compilation of detailed examinations of financial and related institutions in three or more of the following financial fields to ensure that all of the provisions of the State statutes and regulations pertaining to the conduct of their activities are complied with: Chapter 494 – Mortgage Brokering and Lending Act, Chapter 516 – Consumer Finance Act, Chapter 520 – Retail Installment Sales Act, Chapter 537 – Title Loan Act, Chapter 559 – Commercial and Consumer Collection Practices Act, Chapter 560 – Money Services Businesses Act.
- Responsible for preparing and submitting preliminary examination and complaint investigation reports, documentation, and work papers for reviews of the statutes under the purview of OFR.
- Responsible for preparing and submitting final examination reports, work papers, and documentation.
- Responsible for reviewing and evaluating institutions’ responses to examinations reports and recommending disposition of the file.
- Responsible for the investigation of written complaints against companies in the financial fields detailed above and submission of a written complaint investigation report.
- Perform other related duties as required.
Requirements
- Four (4) years of professional examination and/or regulatory work experience relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or money services businesses is required
- A bachelor’s degree from an accredited college or university with major course of study in accounting, finance, economics, business, insurance, or risk management preferred
- A master’s degree from an accredited college or university with a major in finance, business administration, economics, accounting, insurance or risk management or a Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (CAMS); and/or a Certified Public Accountant (CPA) designation preferred
- One (1) or more years of recent professional experience in analyzing, investigating, examining, or auditing financial data within the consumer finance, banking, insurance, or securities industry, supervision of consumer finance industry personnel or regulations of consumer finance industry or similar experience in another financial services industry subject to complex review, including similar experience within federal, state, or local government preferred
- This position requires approximately 25-50% frequent/overnight travel and a valid Driver’s License
- This position requires a security background check, including fingerprint as a condition of employment
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
financial examinationregulatory compliancefinancial analysisinvestigationauditingreport writingdocumentationdata evaluationcomplaint investigationrisk management
Soft skills
attention to detailanalytical thinkingcommunicationorganizational skillsproblem-solvinginterpersonal skillsrecommendation skillssupervisory skills
Certifications
Certified Fraud Examiner (CFE)Certified Anti-Money Laundering Specialist (CAMS)Certified Public Accountant (CPA)