Compliance

• Perform AML checks and ongoing transaction monitoring for existing corporate clients
• Identify and verify potential corporate clients' identity (data collection, identification, verification, PEP/sanctions checks)
• Complete client due diligence searches and verify client data against documentation
• Manage caseload, track cases with business owners, and ensure timely completion
• Liaise with business owners to clarify, investigate, escalate and resolve issues
• Monitor transactions and client behaviour for unusual or suspicious activity and raise escalations
• Work with cross-functional teams (Sales, Product, Legal) to resolve documentation or compliance queries
• Manage the compliance support inbox and respond to internal and external stakeholders
• Support Head of Compliance with internal reviews, audits, and regulatory reporting
• Assist in ongoing process improvements to enhance operational effectiveness and compliance standards

Compliance Analyst, Transaction Monitoring

Compliance Specialist

Assurance and Compliance Officer

Regulatory and Start Up Specialist

Regulatory and Start Up Specialist

Senior Consultant, Entity Governance & Compliance