Financial Examiner, EIC
RSM US LLP
Internal Audit Manager
Softcard (acquired by Google)
full-time
Posted on:
Origin: • 🇺🇸 United States • Illinois, New York
Visit company websiteSalary
💰 $130,000 - $140,000 per year
Job Level
Mid-LevelSenior
About the role
- Report to the Director of Internal Audit and coordinate execution of the audit plan for assigned area
- Coordinate analysis of risk and prepare proposed internal audit plans
- Schedule planned audits and coordinate planning for specific audits
- Prepare audit programs and approaches focused on internal control design and testing
- Perform audit work and supervise staff auditors or third-party contractors; review workpapers and document control weaknesses
- Manage completion of audits within given timeframes and prepare audit reports
- Conduct entry/exit meetings to obtain management concurrence and responses and clear reports with auditees prior to issuance
- Perform follow-up on previously identified audit findings and management’s action plans
- Assist in training and development of team members through coaching and feedback and participate in performance management
- Perform other duties and special projects as assigned and contribute to a culture of risk and control awareness
Requirements
- Bachelor's Degree in Accounting, Finance, or other related field
- MBA is a plus
- Professional accounting or auditing designation (e.g., CA, CPA, CFA, CIA, ACCA, ACFE) or substantial completion while pursuing preferred
- Minimum 5 years of experience in internal audit, including acting in the capacity of a supervisor
- Excellent knowledge of general controls and SOX Compliance
- Previous experience in audit-related, risk management, and/or compliance roles considered
- Experience within the asset management or securities industries; expertise in investment products (equities, fixed income, alternatives), portfolio management, trading, investment operations, and finance
- Equivalent relevant experience in the investment management industry may be substituted for direct audit experience
- Proficiency in Microsoft Office (MS Word, Excel, PowerPoint, Access)
