Compliance

• The AM Compliance Program Office oversees various compliance program requirements, including mutual fund, institutional adviser, and NFA/CFTC compliance, and supports the fund chief compliance officers in preparing and facilitating reporting to fund boards
• This dynamic role will support multiple programs under the AM Compliance Office as well as the broader team performing compliance oversight functions
• As part of the team, this role will: Provide support toward the completion of deliverables across the team, including: Monthly reporting on key program components including policy review and risk assessment completion, issues and key risk measures
• Performing the business unit delegate role for institutional advisers through review of client interactions and related documentation
• Supporting the sub-adviser oversight item in the review and reporting of information provided by sub-advisers to the funds
• Establish relationships with teams and business units across Fidelity to solve problems and address relevant risks
• Work with members of the Team to develop and execute continuous improvement plans
• The Expertise and Skills You Bring
• A desire to learn more about Fidelity's investment products and the various regulatory environments within which it operates
• A willingness to adapt to the dynamic needs of the Asset Management business unit
• A readiness to learn how to use technology to support data-driven decisions and to lead by example
• A sense of curiosity around exploring how we might improve our capabilities and support the latest industry developments

Associate, Asset Management Compliance

Salary

Job Level

About the role

Requirements

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