Director, Asset Management – SOX Oversight
skillventory - A Leading Talent Research Firm
full-time
Posted on:
Location Type: Hybrid
Location: Merrimack • Massachusetts • New Hampshire • United States
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Salary
💰 $110,000 - $222,000 per year
Job Level
About the role
- Play a key role in the oversight of the Sarbanes Oxley (SOX) Compliance programs for Fidelity’s alternative and retail funds
- Provide support for the SOX 404 risk assessment
- Overall SOX program governance and continuous improvement across multiple products to ensure compliance with the requirements
- Think and work across Fidelity, partnering with Fidelity Fund and Investment Operations, and with key business partners in Legal, Compliance, and Risk
Requirements
- Bachelor's degree in accounting or related field
- Minimum 9+ years industry or equivalent experience
- 5+ years mutual fund accounting, financial reporting, public accounting or related financial experience
- MBA/CPA a plus
- Advanced knowledge of the mutual fund business, investment types and alternative investment products
- Strong technical accounting and regulatory knowledge, including SOX 404
- Knowledge of operational risk management and internal controls, governance and oversight processes
- Excellent organizational and problem-solving skills and attention to detail and dedication to accuracy
- Excellent communication skills and ability to summarize and present sophisticated financial data in clear, organized, concise manner
- Strong collaboration skills and an ability to work optimally across business units
- Ability to work independently as well as in a team environment.
Benefits
- Comprehensive health care coverage and emotional well-being support
- Market-leading retirement
- Generous paid time off and parental leave
- Charitable giving employee match program
- Educational assistance including student loan repayment, tuition reimbursement, and learning resources to develop your career
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
SOX complianceSOX 404 risk assessmentmutual fund accountingfinancial reportingtechnical accountingregulatory knowledgeoperational risk managementinternal controlsgovernance processesalternative investment products
Soft skills
organizational skillsproblem-solving skillsattention to detaildedication to accuracycommunication skillscollaboration skillsability to summarize dataability to present financial dataability to work independentlyability to work in a team
Certifications
Bachelor's degreeMBACPA