SelectQuote Insurance Services

Compliance Investigator

SelectQuote Insurance Services

full-time

Posted on:

Origin:  • 🇺🇸 United States

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Salary

💰 $55,000 - $60,000 per year

Job Level

Junior

About the role

  • Work closely with Compliance and Legal to resolve investigations promptly and effectively.
  • Conduct thorough investigations into various complaints including consumer journey lead documentation handling permission to contact vendor requests and call documentation.
  • Serve as a liaison with external counsel ensuring seamless collaboration and compliance with legal requirements.
  • Assist in process development and implementation
  • Conduct vendor audits and execute vendor investigation reporting
  • Spearhead comprehensive TCPA investigations DOI investigations BBB investigations beginning with the initial incident report and continuing through to the final resolution and post-investigation analysis
  • Create and assemble comprehensive and consistent documentation to support investigations and audit.
  • Summarize audit and investigation findings through internal reporting and lead vendor corrective action reports
  • Ensure lead vendors complete all issued corrective actions in the permitted time frame. Escalate non-compliance to management.
  • Assist with Navex Global investigations as requested with an unbiased perspective.
  • Actively monitor and address issues sent to TCPA DOI BBB and Compliance inboxes
  • Foster collaborative relationships across multiple departments and divisions facilitating effective communication and alignment on compliance initiatives.
  • Assist with TCPA Complaint training aspects as directed
  • Assist with carrier complaints and corrective actions when necessary.
  • Perform additional duties as assigned demonstrating flexibility and adaptability in supporting overall compliance efforts.

Requirements

  • High School diploma or equivalent
  • Background in the insurance industry or compliance-related position preferred
  • Minimum 1 of experience with CMS/Carrier sales requirements
  • Minimum 1 year of experience with TCPA regulations and carrier complaints
  • Minimum 1 year of experience in the Compliance department is preferred
  • Excellent planning documentation and organization skills
  • Ability to adapt to a new and changing work environment
  • Excellent written and verbal communication skills
  • Ability to interact with diverse people and personalities
  • Self-directed and demonstrated personal initiative
  • Strong analytical skills
  • Highly motivated
  • Ability to work collaboratively as well as independently with minimal supervision
  • Attention to detail
  • Microsoft Office (Excel and Word) experience; Google Apps is highly desired
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