Treasury Risk Analyst – Assistant Vice President
State Street
Wealth Management Risk Associate
Santander
full-time
Posted on:
Location Type: Office
Location: Boston • Florida, Massachusetts • 🇺🇸 United States
Visit company websiteSalary
💰 $65,625 - $110,000 per year
Job Level
JuniorMid-Level
About the role
- The Wealth Management Risk Associate supports the development and oversight of the High Net Worth (HNW) and Ultra High Net Worth (UHNW) business.
- Assure a robust risk management framework is developed and maintained.
- Perform risk assessments and oversight of changes in the business.
- Assess, monitor, and mitigate fiduciary, conduct, and operational risks.
- Partner with compliance, legal teams to ensure policies and controls are in place.
- Conduct risk assessments of advisory, brokerage accounts.
- Monitor regulatory developments and best practices.
Requirements
- Bachelor’s degree in finance, Business, Law, or related field – Required.
- 5+ years of experience in fiduciary risk, compliance, operational risk or legal roles within a broker-dealer, private wealth, or trust environment – Required.
- Deep understanding of fiduciary standards, Reg BI, SEC/FINRA rules, ERISA/DOL requirements, and industry best practices.
- Experience with HNW/UHNW client structures, including trusts, estates, foundations, family offices, and discretionary mandates.
- Strong analytical and problem-solving skills.
- Excellent interpersonal and communication skills.
Benefits
- Health insurance
- Retirement plans
- Paid time off
- Professional development
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
fiduciary riskcomplianceoperational riskrisk assessmentsReg BISEC rulesFINRA rulesERISA requirementsDOL requirementsHNW/UHNW client structures
Soft skills
analytical skillsproblem-solving skillsinterpersonal skillscommunication skills
Certifications
Bachelor’s degree in financeBachelor’s degree in BusinessBachelor’s degree in Law