Risk

• The Wealth Management Risk Associate supports the development and oversight of the High Net Worth (HNW) and Ultra High Net Worth (UHNW) business.
• Assure a robust risk management framework is developed and maintained.
• Perform risk assessments and oversight of changes in the business.
• Assess, monitor, and mitigate fiduciary, conduct, and operational risks.
• Partner with compliance, legal teams to ensure policies and controls are in place.
• Conduct risk assessments of advisory, brokerage accounts.
• Monitor regulatory developments and best practices.

Wealth Management Risk Associate

Treasury Risk Analyst – Assistant Vice President