Manage end-to-end delivery of IT audit engagements within RSM’s Global Banking Practice, supporting Financial Crimes technology, including transaction monitoring, sanctions screening, customer due diligence (CDD), and KYC platforms.
Oversee validation of consent order remediation and matters requiring attention (MRAs/MRIAs), ensuring controls are appropriately designed and operating effectively.
Lead audit planning, risk assessments, scoping, resource allocation, and execution strategy across multiple workstreams.
Provide leadership to audit teams by reviewing workpapers, coaching staff, and enforcing adherence to audit methodology and quality standards.
Evaluate IT change management, information security, data governance, and application controls impacting AML systems.
Interface directly with client executives, internal audit, compliance leadership, and regulators while representing RSM’s Global Banking Practice.
Translate regulatory expectations and industry frameworks (e.g., NIST, COBIT, FFIEC, ISO 27001) into practical audit approaches.
Deliver executive-level reporting that clearly articulates risk exposure, root causes, and prioritized remediation strategies.
Proactively identify engagement risks, remove roadblocks, and escalate issues with recommended solutions.
Drive consistency, efficiency, and high performance across engagements while ensuring all deliverables meet regulatory scrutiny.

Requirements

7+ years of progressive IT Audit experience , with significant exposure to large financial institutions or consulting engagements supporting global banks.
Proven leadership in managing complex regulatory or remediation-focused audits.
Demonstrated experience with consent orders, issue validation, regulatory remediation, or MRAs/MRIAs.
Deep understanding of AML / Financial Crimes technologies and the IT control environment supporting them.
Advanced expertise in IT General Controls (ITGC), application controls, cyber risk, and enterprise governance frameworks.
Strong executive presence with the ability to influence senior stakeholders in a remote environment.
Exceptional report writing skills with experience producing documentation reviewed by regulators.
Bachelor’s degree in Information Systems, Accounting, Finance, Cybersecurity, or a related field.
One or more of the following certifications strongly preferred: CISA, CIA, CPA, CRCM, CAMS, CFE, CISSP, or CRISC

Benefits

flexibility in your schedule
empowering you to balance life’s demands

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

IT audittransaction monitoringsanctions screeningcustomer due diligenceKYC platformsIT General Controlsapplication controlscyber riskenterprise governance frameworksregulatory remediation

Soft Skills

leadershipcoachingexecutive presenceinfluencingreport writingcommunicationproblem-solvingrisk assessmentresource allocationteam management

Certifications

CISACIACPACRCMCAMSCFECISSPCRISC