Compliance Analyst, Testing
Celtic Bank
SaltStack
Temporary Manager – Internal Audit, Regulatory Compliance
RSM US LLP
full-time
Posted on:
Origin: • 🇺🇸 United States • New York
Visit company websiteSalary
💰 $58 - $86 per year
Job Level
Entry Level
Tech Stack
SaltStack
About the role
- Lead and execute Internal Audit engagements across compliance and financial crimes areas including AML/BSA, sanctions, consumer compliance, and regulatory governance
- Perform audits tied to consent order remediation, MRAs/MRIAs, and other regulatory enforcement actions
- Plan, perform, and document end-to-end audits as an individual contributor
- Assess design and operating effectiveness of compliance and financial crimes controls
- Draft and review audit workpapers and reports ensuring regulator readiness
- Provide subject matter expertise and mentor junior staff
- Present audit results to senior management and regulators
Requirements
- Proven Internal Audit experience
- Prior Internal Audit experience at large global banks
- 7+ years of Internal Audit experience in the Third Line of Defense
- Demonstrated success leading audits tied to regulatory remediation, consent orders, or enforcement actions
- Strong knowledge of U.S. and global regulatory frameworks including BSA/AML, OFAC, FFIEC, OCC, Federal Reserve
- CAMS certification highly preferred
- Excellent written and verbal communication skills
