Risk Strategies Company

Compliance

• Review and prepare client specific forms required for tax filing purposes, including Form 8886, Form 8275 and additional forms, as required.
• Track progress of form preparation to ensure timely filing requirements are met.
• Assist with data gathering, analysis and submission for compliance purposes.
• Enter data into client management software to track progress.
• Periodically interface with clients/brokers regarding client specific state and federal reporting requirements.
• Assist with the implementation and coordination of any new compliance processes.
• Coordinate document requests, procedure changes, and other quality projects.
• Compile various reports for the Compliance Department.
• Participate in various compliance projects, as requested.

Compliance Associate