Compliance

• Reviewing and approving marketing materials for accuracy, clarity, and compliance with regulations for all Rho products and services
• Developing and maintaining a central repository for all disclosures for all products and services
• Conducting audits of marketing activities to ensure compliance
• Developing and delivering training programs on marketing compliance
• Investigating complaints related to marketing practices
• Managing marketing compliance, technology, and systems
• Assisting with the development of marketing compliance policies and procedures
• Working with external counsel on legal and regulatory matters
• Significant contact with Executives and Cross-functional colleagues; ensure Rho is compliant with all U.S. banking regulations and company policies and procedures

Marketing Compliance Manager

Compliance Specialist I

Regulatory Program Administrator – SES

Compliance Examiner

Senior NERC & Operations Compliance Manager – Battery Storage

Senior SOX Compliance Analyst