RIS Investment Operations Specialist

Regions Bank

Provide operational support within Investment Services division for advisors and clients. Responsibilities include ensuring filing accuracy and facilitating marketing campaigns.

Posted 7/24/2026full-timeGulf Shores • Alabama • 🇺🇸 United StatesMid-LevelSenior💰 $45,450 - $57,285 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in operational support within Investment Services, ensuring compliance and accuracy in financial transactions while effectively coordinating with Financial Advisors and internal partners. Proficient in facilitating training and marketing initiatives to enhance advisor performance and client engagement.

Highest-signal resume keywords

Operational SupportFinancial Services ExperienceBank Brokerage ExperienceCompliance GuidelinesTraining Facilitation

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Financial Transaction ManagementReport GenerationAudit ParticipationContent CompilationFiling Accuracy

Soft Skills

CoachingCommunicationCollaboration

Tools & Technologies

Marketing CentralBridgePortfolio AccessDocuSign

Certifications & Qualifications

High School DiplomaGED

Industry Keywords

Investment ServicesFinancial AdvisorsBankingComplianceAudit Requirements

About the role

Key responsibilities & impact

Provides operational support within the Investment Services division to advisors, clients, and internal partners
Collects, logs, and ensures filing accuracy of Financial Advisor account transaction packages on a monthly basis
Acts as a resource to Financial Advisors, coordinating support and coaching for ad hoc requests and questions in platforms such as Marketing Central, Bridge, Portfolio Access, DocuSign, etc.
Pulls routine and ad hoc reports such as performance and production reports
Facilitates marketing campaigns by compiling new and relevant content in Marketing Central at the direction of Financial Advisors
Partners with AIE to host team training seminars, virtual meetings, and operational best practices classes as needed
Participates in semi-annual audits of Financial Advisors’ Book of Business to ensure both internal and external compliance guidelines are met
Participates in annual branch audits by compiling State, Federal, and Cetera Audit requirements as well as running audit demonstration classes to prepare Financial Advisors
Updates and reviews operational task procedures approved by compliance

Requirements

What you’ll need

High School Diploma or GED
Three (3) years of banking or financial services experience
Bank brokerage experience

Benefits

Comp & perks

Paid Vacation/Sick Time
401K with Company Match
Medical, Dental and Vision Benefits
Disability Benefits
Health Savings Account
Flexible Spending Account
Life Insurance
Parental Leave
Employee Assistance Program
Associate Volunteer Program