Corporate Compliance Analyst
Regions Bank
full-time
Posted on:
Location Type: Office
Location: Birmingham • Alabama • North Carolina • United States
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Salary
💰 $81,288 - $118,330 per year
About the role
- Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business
- Establishes line of business partnerships and serving as a subject matter expert to the business groups on issues related to compliance
- Conducts research of laws and regulations that impact compliance to include monitoring for new laws and regulations or changes to existing laws and regulations and providing communication to appropriate lines of business which will be impacted by these changes
- Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
- Gathers information requested by regulatory agencies
- Focuses on the resolution of complex problems or transactions, where expertise is required to interpret against policies, guidelines, or processes
- May supervise day-to-day work of other professional level compliance associates
- Offers advice and guidance to junior associates for sake of continuous improvement
Requirements
- Bachelor’s degree and six (6) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
- Or High School Diploma or GED and ten (10) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
- Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business
- Certified Regulatory Compliance Manager (CRCM) (preferred)
Benefits
- Paid Vacation/Sick Time
- 401K with Company Match
- Medical, Dental and Vision Benefits
- Disability Benefits
- Health Savings Account
- Flexible Spending Account
- Life Insurance
- Parental Leave
- Employee Assistance Program
- Associate Volunteer Program
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliancequality assuranceauditregulatory researchmonitoring and testingproblem resolutionpolicy interpretation
Soft Skills
communicationadvice and guidancesupervisioncontinuous improvement
Certifications
Certified Regulatory Compliance Manager (CRCM)