Compliance

• Review real estate transaction files to ensure compliance with state and provincial regulations.
• Verify that all required documents are complete, accurate, and submitted within deadlines.
• Flag missing or incorrect documentation and communicate clear next steps to stakeholders.
• Collaborate with Brokers and the Transactions team to resolve escalations and clear files for commission payouts.
• Utilize compliance tools, review queues, and tracking systems to manage workloads efficiently.
• Maintain accurate compliance records and provide documentation support during audits.
• Contribute to the continuous improvement of compliance processes, checklists, and training resources.

Compliance Specialist

Vice President of Compliance

Senior Compliance Manager

Senior Manager, Global Regulatory Affairs – CMC

Manager, Global Regulatory Affairs – CMC

Bilingual Compliance Officer – Centralized Branch