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Core Competencies
Role fitCore Competencies
Use this summary to align your resume positioning with the role.
Demonstrates expertise in evaluating internal controls, risk management practices, and governance processes within the Wealth Management sector, while effectively managing audit projects and stakeholder relationships. Proficient in data analytics and visualization to support audit execution and reporting.
Highest-signal resume keywords
CPACIAAudit ExperienceData AnalyticsWealth Management Knowledge
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
Internal Controls EvaluationRisk Management AssessmentGovernance Processes EvaluationAudit PlanningFraud PreventionData VisualizationAudit MethodologyRegulatory Standards KnowledgeFinancial Securities ProcessesProblem Solving
Soft Skills
Interpersonal SkillsWritten CommunicationVerbal Communication
Tools & Technologies
Data Analytics ToolsReporting Tools
Certifications & Qualifications
CPACIA
Industry Keywords
Wealth ManagementFinancial InstitutionCanadian Regulatory StandardsUS Regulatory StandardsInternational Regulatory StandardsAuditing Standards
About the role
Key responsibilities & impact- Provide independent and objective evaluation of the adequacy and effectiveness of the internal controls, risk management practices, governance processes, and fraud prevention and detection in the Wealth Management Canada platform.
- Support the audit leads to execute audit plans from end to end.
- Collaborate with other auditors or audit groups to effectively plan and execute audits in accordance with RBC internal audit methodology and standards.
- Assess effectiveness of internal controls, risk management practices and governance processes in order to draw conclusions to complete the audit programs.
- Execute data analytics and create simple visualization.
- Effectively manage relationships and build credibility with audit clients and key stakeholders.
- Take initiatives to lead small audit projects and issue validation.
- Keep abreast of organizational, regulatory, product, strategic and financial changes and/or trends impacting Wealth Management business platform.
Requirements
What you’ll need- You hold a designation in good standing in one or more of the following: CPA, CIA or equivalent, as well as an undergraduate degree.
- Minimum 3-5 years of demonstrated audit experience.
- Strong problem solving and interpersonal, written and verbal communication skills.
- Financial Institution experience (nice-to-have).
- Knowledge of Wealth Management business and functions (nice-to-have).
- Knowledge of Canadian, US and International regulatory standards, auditing standards and business processes in the financial securities environment (nice-to-have).
- Understanding of advanced analytics and data visualization tools and reporting (nice-to-have).
Benefits
Comp & perks- A comprehensive Total Rewards Program including bonuses and flexible benefits
- competitive compensation
- Leaders who support your development through coaching and managing opportunities
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to challenge yourself
