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About the role
Key responsibilities & impact- Serve as counsel providing regulatory guidance and legal advice to RBC's Swap Dealer and Security-Based Swap Dealer, including regulatory margin requirements
- Serve as secondary counsel to RBCCM’s Macro and Spread (Fixed Income) sales & trading businesses, including FX, Rates, credit, derivatives, high yield, distressed trading and electronic trading, and all related legal and regulatory matters
- Advise on regulatory considerations and new initiatives
- Perform major role in collaborating with front office, Litigation, and control functions across the enterprise as needed regarding regulatory inquiries and special remediation efforts arising out of covered business lines
- Assist in managing external counsel relationships with respect to engagements deemed necessary in connection with the foregoing
Requirements
What you’ll need- 3-9 or more years of experience in practicing law as it applies to banking and financial services
- Juris Doctorate and member in good standing of bar of a U.S. state with at least an in-house New Jersey certification
- Substantial knowledge of, and experience with, U.S. securities laws, rules and regulations
- Keen understanding of the requirements and roles of key functional partners and other internal stakeholders
- Strong problem-solving, judgment, oral/written communication, and decision-making skills
- Strong ability to establish and manage processes and procedures
- Strong ability to balance and prioritize competing work demands
Benefits
Comp & perks- Comprehensive Total Rewards Program
- Competitive compensation
- Flexible benefits, such as 401(k) program with company-matching contributions
- Health, dental, vision, life, disability insurance
- Paid-time off
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- Opportunities to do challenging work
- Opportunities to build close relationships with clients
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory guidancelegal adviceU.S. securities lawsregulatory margin requirementsbanking lawfinancial services lawproblem-solvingdecision-making
Soft Skills
judgmentoral communicationwritten communicationprocess managementprioritizationcollaboration
Certifications
Juris DoctorateNew Jersey in-house certification
