RBC

Manager, Financial Crimes Oversight Testing

RBC

full-time

Posted on:

Location Type: Office

Location: Minneapolis • Minnesota • North Carolina • United States

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Salary

💰 $70,000 - $130,000 per year

About the role

  • Conduct financial crimes oversight testing on US business units’ AML controls
  • Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time
  • Conduct regular oversight testing of key AML program controls and communicate the test plan and testing status with stakeholders
  • Formally log issues discovered in testing activity and follow up to ensure resolution in a timely and reasonable manner
  • Provide management reporting and escalation on results of oversight testing
  • Support the identification of areas of enhancement and efficiency in the testing program
  • Assist with the execution of strategic changes in the AML Oversight Testing Program as required
  • Establish, develop, and maintain strong relationships with internal and external partners

Requirements

  • 3-5 years of experience in AML, 2nd line, or audit control testing function
  • Experience as an AML SME within an Audit/Testing Function
  • Experience in planning and executing complex AML/Compliance testing programs
  • Strong understanding of the U.S. AML regulatory landscape
  • Very Strong analytical skills, written and oral communication skills, and business writing experience
  • Understanding of basic data analytic concepts and tools and a desire to learn advanced data analytics skills
  • In-depth knowledge of major financial institutions products and services (Capital Markets, Wealth Management, Banking)
  • Nice to Have: Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Financial Crimes Specialist (ACFS)
Benefits
  • Comprehensive Total Rewards Program including bonuses and flexible benefits
  • Competitive compensation
  • Commissions and stock where applicable
  • Health, dental, vision, life and disability insurance
  • Paid time-off plan
  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to build close relationships with clients
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
AML controlsfinancial crimes oversight testingissue validationMRA testingAML program controlsAML compliance testingdata analyticsaudit control testing
Soft Skills
analytical skillswritten communicationoral communicationbusiness writingrelationship building
Certifications
Certified Anti-Money Laundering Specialist (CAMS)Certified Internal Auditor (CIA)Certified Financial Crimes Specialist (ACFS)