Supervisory Risk Principal
RBC
full-time
Posted on:
Location Type: Office
Location: Minneapolis • California, Illinois, Minnesota • 🇺🇸 United States
Visit company websiteSalary
💰 $85,000 - $150,000 per year
Job Level
Lead
About the role
- Serve as a subject matter expert on the firm’s policies, procedures and perform daily/weekly/monthly supervision of complex product transactions and strategies in client accounts
- Assist with the design, implementation and ongoing monitoring of required supervisory activities related to various Complex Product lines of business
- Identify issues and shift priorities as needed to meet varied needs of business units
- Effectively assess risks to the firm for potential issues and respond accordingly
- Maintain a high level of understanding and expertise on characteristics and features of various complex product strategies
Requirements
- College degree and 3-5 years of directly related financial services industry experience
- Series 7; Series 63/65 or 66; and Series 9/10 and Series 24
- Life, Accident, Health and Variable Annuity/Insurance License preferred
- Strong and proven verbal and written communications skills
- Strong inter-personal skills
- Proven ability to develop and maintain good working relationships with members of various business units and external contacts
- Proven ability and temperament to handle difficult people, situations and conflict
- Proven ability for strong decision-making and to work through difficult and time-sensitive problems and issues
- Ability to apply an objective approach to supervisory decisions
- Desire to work as part of a team of like professionals, proven ability to collaborate
- Detail oriented and strong organizational skills
- Strategic mindset with ability to be creative in finding optimal solutions to problems
- Desire and ability to identify gaps/weaknesses in existing systems and processes and implement necessary upgrades/changes
Benefits
- 401(k) program with company-matching contributions
- health, dental, vision, life, disability insurance
- paid-time off
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
financial services experiencesupervisory activitiesrisk assessmentcomplex product strategiesdecision-makingproblem-solvingorganizational skillsstrategic mindsetcollaboration
Soft skills
verbal communicationwritten communicationinterpersonal skillsrelationship managementconflict resolutiondetail orientedcreativityteamwork
Certifications
Series 7Series 63Series 65Series 66Series 9Series 10Series 24Life Insurance LicenseAccident Insurance LicenseHealth Insurance License