RBC

Manager, Client Due Diligence

RBC

full-time

Posted on:

Location Type: Office

Location: Hong Kong • 🇭🇰 Hong Kong

Visit company website
✨ AI Apply
Apply

Job Level

Mid-LevelSenior

About the role

  • Support Wealth Management Business on client onboarding and trigger event review
  • Ensure KYC profiles submitted by Front Office meet internal policy and regulatory requirements
  • Ensure all account opening documentation complies with legal and regulatory requirements prior to onboarding
  • Provide advice and training to new RMs and RMOs on client onboarding matters
  • Liaise with stakeholders in escalation of high-risk accounts and document exceptions and findings
  • Conduct QA checks relating to AML and CDD requirements
  • Act as intermediary between Front Office and Back Office on escalated issues
  • Maintain department procedure and policy manuals
  • Participate in projects such as system UAT
  • Assist in other ad-hoc projects and client-related matters as well as audit.

Requirements

  • Degree holder or equivalent
  • 3-5 years’ experience in client onboarding, KYC or AML functions in wealth management or private banking
  • Team player
  • Analytical thinker, problem solver, resourceful
  • Ability to provide client focus solutions which complies with internal policies and regulatory requirements.
  • Strong presentation, communication and interpersonal skills.
  • Experience in reviewing and approving all risk accounts including high risk accounts.
Benefits
  • A comprehensive Total Rewards Program including bonuses, flexible benefits and competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • Opportunities to work with the best in the field
  • Ability to make a difference and lasting impact
  • Work in a dynamic, collaborative, progressive, and high-performing team
  • A world-class training program in financial services.

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard skills
KYCAMLCDDclient onboardingrisk assessmentregulatory compliancequality assurancedocumentation reviewsystem UATaudit
Soft skills
team playeranalytical thinkerproblem solverresourcefulclient focuspresentation skillscommunication skillsinterpersonal skills
Certifications
degree