
Compliance Manager
Possible
full-time
Posted on:
Location Type: Hybrid
Location: Seattle • Washington • United States
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Salary
💰 $110,000 - $130,000 per year
About the role
- Ensure that Possible adheres to applicable laws and regulations by helping to maintain and expand Possible's compliance management system, including vendor and complaint management and employee training.
- Collaborate with Compliance management in maintaining and accomplishing the monitoring and testing program pertaining to Possible's products and services.
- Help ensure Possible’s policies and procedures remain current with regulatory change and requirements.
- Analyze and respond to complaints, including tracking and reporting of trends, patterns and high risk indicators that require root cause analysis.
- Review advertisements and communications for compliance with applicable regulations while keeping our customers’ perspectives in mind for UDAAP.
- Assist colleagues and the company's Bank partners with compliance through advice, guidance, and oversight of new and changing products and processes
- Ensure compliance related issues are collected and remediated through the issues management program.
- Develop and assist in the implementation of new compliance related processes and special projects.
- Assist management and the compliance team with responses to state and Bank partners’ examinations and audits.
Requirements
- 5+ years of financial services compliance work in a Compliance or Legal department at a consumer loan finance company, bank, or credit union.
- BA/BS Degree, CRCM is a plus. A JD or Paralegal Certification is not required however applicant must have the ability to research and analyze laws and regulations.
- Solid understanding of laws, regulations, and subjects applicable to consumer lending and credit cards: TILA, ECOA, FCRA, UDAAP, SCRA/MLA, E-SIGN, Privacy, Identity Theft, Marketing, Fair Lending, FDCPA, EFTA, BSA/AML/OFAC, state laws, etc.
- Experience responding to and monitoring customer complaints.
- Experience with implementing and maintaining an online training program. Experience providing live training is a plus.
- Experience completing regulatory and product risk assessments.
- Experience developing and completing monitoring and testing transactions, disclosures, etc.
- Experience collecting and assessing vendor due diligence is a plus.
- Consistent record of leading inter- and intra-department projects.
- Good communication skills - writes, speaks, and presents information effectively and persuasively across communication settings
- Works well in fast paced, energetic environment with a ‘Roll-up your sleeves’ attitude.
- Committed - pursues work with energy, drive, and a strong accomplish orientation.
- Integrity, ability to work independently and as part of a team, and strong problem-solving skills.
- Exceptional collaboration skills, and can communicate and coordinate across all teams including Product, Engineering, Design, Marketing, and Operations.
- Ability to shift and adjust to new technologies, systems and communications platforms.
- Passionate about building excellent compliance management systems.
Benefits
- Significant stock options
- Comprehensive benefits
- Bonus plan
- 401(k)
- Commuter benefits
- Excellent office space with complimentary drinks and food
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
compliance managementregulatory change analysisroot cause analysiscomplaint managementrisk assessmentsmonitoring and testingvendor due diligenceonline training program implementationlive trainingconsumer lending regulations
Soft Skills
communication skillsproblem-solving skillscollaboration skillsindependenceteamworkadaptabilitycommitmentenergydriveproject leadership
Certifications
BA/BS DegreeCRCM