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Polymarket

Compliance Technology Associate

Polymarket

Compliance Technology Associate overseeing regulatory compliance and technical documentation at Polymarket. Liaising between Compliance and Engineering to maintain system safeguards under CFTC regulations.

Posted 7/9/2026full-timeNew York City • New York • 🇺🇸 United StatesJuniorMid-LevelWebsite

About the role

Key responsibilities & impact
  • Draft, update, and version-control compliance policies, procedures, and self-certification filings related to system safeguards and electronic trading controls.
  • Maintain all documentation required under CFTC Regulations 38.1051 and 39.18, including enterprise risk management, information security, and business continuity program records.
  • Track penetration testing, vulnerability testing, and controls testing schedules. Coordinate with engineering to ensure tests are completed on time and findings are documented with clear remediation plans.
  • Coordinate annual and special system safeguards reviews and audits conducted by independent third parties, managing logistics, information requests, and follow-up correspondence.
  • Act as the primary liaison between Compliance and Technology teams to ensure safeguards documentation accurately reflects current infrastructure and controls.
  • Support responses to CFTC examinations, inquiries, and requests for information related to technology and system safeguards matters.
  • Monitor CFTC regulatory developments related to technology and system safeguards requirements and flag material changes to the Compliance Technology Lead with a summary of what they mean for our programs.

Requirements

What you’ll need
  • Direct experience with CFTC regulatory compliance, including familiarity with the filing and documentation requirements imposed on registered DCMs and DCOs.
  • Working knowledge of CFTC Regulations 38.1051 and 39.18, including what each regulation requires in terms of documentation, testing schedules, and notification obligations.
  • Proven ability to own compliance workflows end-to-end, including audits, gap analyses, and remediation tracking, without significant hand-holding from senior staff.
  • Strong written skills. You can produce clean, precise compliance documentation and regulatory filings without a heavy editing pass from your manager.
  • Ability to communicate regulatory requirements clearly to engineering and product teams. You can turn a CFTC rule into a concrete ask for a technical audience.
  • Comfort working in a fast-moving environment where priorities shift and timelines are tight.
  • (Plus) Prior experience working at a DCM or DCO.
  • (Plus) Direct experience coordinating third-party system safeguards audits, including managing independent contractor relationships and CFTC correspondence related to audit findings.

Benefits

Comp & perks
  • Competitive salary & equity
  • Unlimited PTO
  • Full Health, Vision, & Dental coverage
  • 401k match
  • Hardware setup: new MacBook Pro, big display, & accessories

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Hard Skills & Tools
CFTC Regulations 38.1051CFTC Regulations 39.18Compliance Policy DraftingVulnerability TestingPenetration TestingRemediation TrackingGap AnalysisSelf-Certification FilingsSystem Safeguards ReviewsBusiness Continuity Program Records
Soft Skills
Strong Written CommunicationAdaptability in Fast-Moving Environments