Senior Supervision Manager

PNC

Supervision Manager Senior overseeing Financial Advisors' compliance with regulatory requirements. Manage team and lead initiatives while collaborating with various stakeholders in PNC Wealth Management.

Posted 8/2/2026full-timeRemote • Rhode Island • 🇺🇸 United StatesSeniorWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates expertise in managing compliance and regulatory requirements within the Financial Services industry, while effectively leading teams and driving departmental projects. Strong decision-making, critical thinking, and organizational leadership skills are essential for success in this role.

Highest-signal resume keywords

Regulatory Compliance ManagementTeam LeadershipRisk Management ExpertiseCritical ThinkingEffective Communication Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Project ManagementFinancial Services KnowledgeSupervisory ResponsibilitiesProduct KnowledgeDecision Making

Soft Skills

CoachingMentoringOrganizational LeadershipCollaborationInspiration

Certifications & Qualifications

Advanced Degree (Masters, PhD)Job Specific Certifications

Industry Keywords

Financial AdvisorsRegulatory EnvironmentSales Practice ActivitiesRisk ManagementCompliance

About the role

Key responsibilities & impact

Manage the team who monitors and reviews the sales practice activities of Financial Advisors on a centralized and regional level ensuring compliance with all regulatory requirements
Drive initiatives and independently lead departmental and firm projects
Work closely with the Director of Supervision and other stakeholders to assist with projects and initiatives
Collaborate with Legal, Risk, Compliance, Product, etc. to resolve complex matters
Inspire and engage team members while providing feedback, coaching, and mentoring
Support the Firm's business objectives and contribute to the Firm's profitability
Use critical thinking and decision-making skills to review supervisory responsibilities
Act as a Subject Matter Expert (SME) on products, processes, and projects

Requirements

What you’ll need

University / college degree preferred
Higher level education such as a Masters degree, PhD, or certifications is desirable
Industry experience of typically 8+ years
At least 5 years of prior management experience is typically required
In lieu of a degree, a comparable combination of education, job specific certification(s), and experience (including military service) may be considered
Knowledge across multiple products to independently lead defined departmental and firm projects to completion
Strong decision making and critical thinking skills
Effective communications skills
Familiarity with regulatory environment - Financial Services
Ability to manage multiple priorities
Organizational leadership skills
Expertise in risk management

Benefits

Comp & perks

medical/prescription drug coverage (with a Health Savings Account feature)
dental and vision options
employee and spouse/child life insurance
short and long-term disability protection
401(k) with PNC match
pension and stock purchase plans
dependent care reimbursement account
back-up child/elder care
adoption, surrogacy, and doula reimbursement
educational assistance, including select programs fully paid
a robust wellness program with financial incentives
maternity and/or parental leave
up to 11 paid holidays each year
9 occasional absence days each year, unless otherwise required by law
between 15 to 25 vacation days each year, depending on career level; and years of service