Senior Compliance Program Specialist

PNC

Compliance Program Specialist Senior responsible for executing compliance programs at PNC Wealth Management. Managing compliance risks and regulatory requirements while supporting business initiatives in Cleveland, OH.

Posted 4/29/2026full-timeCleveland • Ohio • 🇺🇸 United StatesSenior💰 $55,000 - $98,000 per yearWebsite

About the role

Key responsibilities & impact

Plans the execution of compliance programs to prevent illegal, unethical, or improper business practices
Develops ability to constructively challenge conclusions/status quo
Supports key business initiatives by analyzing data to identify compliance risks
Assists in providing resolutions to manage and mitigate the identified risks
If necessary, escalates identified risks to senior team members
Identifies compliance impact on matters such as marketing materials, sales programs, product development, documentation review and other business initiatives
Assesses activity for existing and emerging risks
Evaluates the materiality of the risks identified
Researches current laws, rules, and other regulatory requirements and drafts or assesses Compliance Manuals, Front Office materials, policies and procedures to ensure alignment
Manages the compliance monitoring program and reviews activity to ensure it falls within established risk control limits
Leads the execution of the Compliance program objectives for assigned area, products/services, and applicable regulations
Communicates and socializes compliance program objectives to business partners
Independently challenges analyses and formulates recommendations
Edits compliance reports
Analyzes the reports to identify deeper issues, escalates through proper governance channels as needed, and recommends corrective action plans
Assists in updating or implementing new/enhanced reports in order to ensure timely and effective compliance with regulatory requirements

Requirements

What you’ll need

3+ years of relevant / direct industry experience
Compliance Reporting
Customer Risk
Decision Making
Regulatory Requirements
Risk Assessments
Risk Control
Strategic Objectives
Bachelors

Benefits

Comp & perks

medical/prescription drug coverage (with a Health Savings Account feature)
dental and vision options
employee and spouse/child life insurance
short and long-term disability protection
401(k) with PNC match
pension and stock purchase plans
dependent care reimbursement account
back-up child/elder care
adoption, surrogacy, and doula reimbursement
educational assistance, including select programs fully paid
a robust wellness program with financial incentives
maternity and/or parental leave
up to 11 paid holidays each year
9 occasional absence days each year, unless otherwise required by law
between 15 to 25 vacation days each year, depending on career level; and years of service.

ATS Keywords

✓ Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools

Compliance ReportingRisk AssessmentsRisk ControlRegulatory Requirements

Soft Skills

Decision MakingAnalytical SkillsCommunicationProblem SolvingLeadership