PGIM

Manager, Compliance – PGIM Public and Private Fixed Income

PGIM

full-time

Posted on:

Location Type: Hybrid

Location: Newark • New Jersey • United States

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Salary

💰 $114,500 - $188,900 per year

About the role

  • Fast-paced environment supporting public and private credit portfolio managers and traders
  • Supervising the team responsible for the management and development of the trade surveillance program to monitor for compliance with policies and regulations
  • Provide guidance on insider trading and information barrier matters
  • Manage responses to internal audits and regulatory inquiries
  • Oversee the proxy voting compliance programs
  • Develop and maintain policies and procedures

Requirements

  • 5+ years of Compliance experience covering fixed income investment teams
  • Experience in managing and growing talent
  • Strong data analysis skills with ability to gather and draw actionable conclusions from data
  • Working knowledge of Aladdin trading system is required
  • Asset management industry knowledge
  • Understands key business risks, marketplace and regulatory environment
  • Strong process improvement skills
  • Proven ability to lead meetings with cross‐functional groups on trades to drive alignment and timely decision‐making.
  • Excellent written and verbal communication skills, organizational skills, and attention to detail
Benefits
  • Medical, dental, vision, life insurance, disability insurance
  • Paid Time Off (PTO)
  • 401(k) plan with company match (up to 4%)
  • Company-funded pension plan
  • Wellness Programs including up to $1,600 a year for reimbursement of items purchased to support personal wellbeing needs
  • Education Benefit to help finance traditional college enrollment toward obtaining an approved degree and many accredited certificate programs
  • Employee Stock Purchase Plan: Shares can be purchased at 85% of the lower of two prices (Beginning or End of the purchase period), after one year of service
  • Eligibility to participate in a discretionary annual incentive program is subject to the rules governing the program.
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
data analysiscompliance managementtrade surveillanceinsider trading guidancepolicy developmentprocess improvement
Soft Skills
team managementleadershipcommunicationorganizational skillsattention to detail