Operations Specialist – Corporate Actions

PEAK6

Operations Specialist at Apex Fintech Solutions processing corporate actions and improving financial services. Engage with internal teams and clients for timely and accurate event handling.

Posted 7/9/2026full-timeRemote • 🇵🇭 PhilippinesJuniorWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates strong analytical skills in processing corporate action events and ensuring data accuracy while adhering to regulatory requirements. Proficient in financial markets and securities operations, with a focus on timely communication and reporting.

Highest-signal resume keywords

Corporate Actions ProcessingFinancial Data AnalysisRegulatory ComplianceMicrosoft Excel ProficiencySecurities Operations Experience

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Corporate ActionsFinancial MarketsData ReconciliationCash Entitlement CalculationSecurities ProcessingSQLData Tools

Soft Skills

CommunicationAttention to DetailProblem-Solving

Tools & Technologies

BloombergReuters

Certifications & Qualifications

FINRA Series 99CFA

Industry Keywords

EquitiesFixed IncomeMutual FundsCorporate Actions Lifecycle

Tech Stack

Tools & technologies

SQL

About the role

Key responsibilities & impact

Assist in identifying, validating, and processing mandatory and voluntary corporate action events, ensuring accurate and timely completion across client accounts
Distribute corporate action notifications to internal stakeholders and clients; respond to inquiries regarding upcoming or in-progress events
Support daily reconciliation of corporate action positions and entitlements against custodian and depository records to ensure data accuracy
Collect and submit client elections for voluntary corporate actions (e.g., rights offerings, tender offers, exchange offers) within required deadlines
Assist with calculating and verifying cash and stock entitlements resulting from corporate action events
Adhere to all relevant regulatory requirements and internal policies; support audit and regulatory inquiries as needed
Identify and escalate discrepancies, missing elections, or processing errors in a timely manner to mitigate risk and financial exposure
Prepare and maintain reports on corporate action events, processing status, and outstanding items for review by senior team members

Requirements

What you’ll need

Bachelor's degree in Finance, Accounting, Economics, Business, or a related field or equivalent work experience
0–2 years of relevant experience in financial services; internship experience in operations, corporate actions, or securities processing is a plus
Basic understanding of financial markets and common types of securities (equities, fixed income, mutual funds)
Familiarity with the corporate actions lifecycle is a plus but not required; training will be provided
Experience or coursework in securities operations, brokerage back-office, or financial services operations
Exposure to financial data platforms such as Bloomberg or Reuters
Basic proficiency in Microsoft Excel; experience with SQL or data tools is a bonus
Pursuit of or interest in professional certifications such as FINRA Series 99, CFA, or similar designations

Benefits

Comp & perks

healthcare benefits (medical, dental and vision, EAP)
competitive PTO
401k match
parental leave
HSA contribution match
paid subscription to the Calm app
generous external learning and tuition reimbursement benefits