Compliance

• Research databases & open source information
• Compile information and documents from a variety of sources / databases
• Verify customers' documents and information
• Ensure customers' issues are resolved and measures are taken to avoid future issues
• Communicate with customers regarding documentation needed to conduct KYB/EDD checks via email
• Ensure processes remain effective by providing feedback/recommendations to the AML Supervisor for process/system changes
• Identify unusual activity and escalate it to the AML Supervisor for further investigation
• Ensure documentation provided is sufficient to conduct satisfactory KYB/EDD checks
• Screen individuals and companies (sanctions, adverse media and PEP lists, etc.)
• Operate internal tooling for KYB and Transaction Monitoring
• Collaborate with Payments Operations, Sales, and Support teams
• Ensure data safety and confidentiality
• Report directly to the AML and Onboarding Supervisor

Compliance Operations Specialist

Trade Compliance Specialist

Senior Associate, SOX Control & Compliance

Senior Regulatory Specialist

Regulatory Processes Associate

Quality & Compliance Specialist