Equity Trader

Osaic

Equity Trader supporting Osaic’s 11,000+ financial professionals through trade execution, error processing, risk management, and platform guidance. Hybrid role based at an Osaic hub.

Posted 8/5/2026full-timeAtlanta • Arizona, Florida, Minnesota, New York • 🇺🇸 United StatesJunior💰 $53,000 - $65,000 per yearWebsite

Core Competencies

Role fit

Core Competencies

Use this summary to align your resume positioning with the role.

Demonstrates strong customer service skills with a focus on equity trading and transaction processing, while effectively managing risk and adhering to compliance guidelines. Proficient in navigating trade platforms and providing educational support to representatives.

Highest-signal resume keywords

FINRA Series 7 LicenseFINRA Series 63 LicenseCustomer Service ExperienceEquity Trading SupportCRM/Salesforce Experience

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

Equity TransactionsOption TransactionsTrade Error ProcessingMarket Guidelines ReviewAnalytical SkillsProblem-Solving SkillsAttention to DetailTechnical Skills

Soft Skills

Excellent CommunicationOrganizational SkillsSelf-MotivatedTeam Collaboration

Tools & Technologies

Microsoft WordMicrosoft ExcelInternet ExplorerOutlookPowerPoint

Certifications & Qualifications

High School DiplomaBachelor's Degree Preferred

Industry Keywords

Financial Services OperationsBroker-Dealer ExperienceOsaic Advisor Network

About the role

Key responsibilities & impact

Service the trading needs of representatives for the Osaic Advisor Network
Process and facilitate equity and option transactions from representatives
Field inquiries regarding securities, policies, quotes, and fees
Process trade errors for the firm and representatives
Review transactions for alignment with market and firm guidelines
Prioritize information requiring immediate attention
Ensure timely follow-up on issues and inquiries
Provide educational and trade platform navigational guidance
Manage risk and support equity trading activities
Perform other duties as assigned

Requirements

What you’ll need

Minimum high school diploma or equivalent required
Bachelor's degree preferred; business, finance, or related field preferred
Significant experience may be considered in lieu of a bachelor's degree
1+ years of customer service or contact center experience
FINRA Series 7 and 63 licenses required
Proficiency in Microsoft Word, Excel, Internet Explorer, Outlook, and PowerPoint
Excellent communication and organizational skills
Basic technical skills and ability to navigate various systems
Strong customer focus orientation
High attention to detail and analytical mindset
Problem-solving skills
Ability to work independently while maintaining high quality
Self-motivated and able to meet departmental expectations and deadlines
Ability to participate and contribute to a team environment
Preferred: 1+ years of financial services operations or broker-dealer experience
CRM/Salesforce experience preferred
Must be located at one of Osaic's listed hubs and willing to work at least 4 days weekly in the office

Benefits

Comp & perks

Annual performance-based bonus
Health insurance
Vision insurance
Dental insurance
401(k)
Paid time away
Volunteer days