Senior Associate – Compliance

Oaktree Capital Management, L.P.

Associate/Senior Associate in compliance role at Oaktree overseeing BDC compliance programs and regulatory filings. Supporting global data privacy initiatives and compliance obligations under investment acts.

Posted 4/30/2026full-timeLos Angeles • California, New York • 🇺🇸 United StatesSenior💰 $95,000 - $130,000 per yearWebsite

About the role

Key responsibilities & impact

Support in the administration of the firm’s BDC compliance program
Assist in the preparation and maintenance of regulatory filings, including Form ADV and related disclosures
Execute compliance testing and monitoring activities in accordance with Rule 206(4)-7 under the Investment Advisers Act of 1940
Provide support for compliance obligations under the Investment Company Act of 1940, including maintaining and updating compliance documentation, policies, and procedures
Support the firm’s global data privacy program, including data collection, documentation, and process tracking

Requirements

What you’ll need

3–5 years of compliance experience within an investment adviser, asset manager, or financial services firm
General knowledge of the Investment Company Act of 1940 and the Investment Advisers Act of 1940
Proficient in Microsoft Office applications, including Word, Excel, PowerPoint and Outlook
Outstanding initiative, motivation and detail orientation with strong work ethic and excellent organizational skills
Ability to work well under pressure and with time constraints

Benefits

Comp & perks

Competitive base salary
Discretionary bonus incentives
Comprehensive benefits package
Flexible work arrangement

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliance testingregulatory filingsdata collectionprocess trackingcompliance documentationpoliciesprocedures

Soft Skills

initiativemotivationdetail orientationwork ethicorganizational skillsability to work under pressuretime management