Oaktree Capital Management, L.P.

Compliance

• Support in the administration of the firm’s BDC compliance program
• Assist in the preparation and maintenance of regulatory filings, including Form ADV and related disclosures
• Execute compliance testing and monitoring activities in accordance with Rule 206(4)-7 under the Investment Advisers Act of 1940
• Provide support for compliance obligations under the Investment Company Act of 1940
• Assist with compliance with Oaktree’s registered funds’ Co-Investment Exemptive Relief Order
• Support the firm’s global data privacy program
• Assist with internal audits, regulatory exams, and information requests
• Prepare materials for the quarterly BDC Board of Directors meetings
• Assist in ad hoc projects associated with US Regulatory Compliance as needed

Senior Associate, Compliance