Senior Associate, Compliance

Oaktree Capital Management, L.P.

. Support in the administration of the firm’s BDC compliance program .

Posted 4/22/2026full-timeLos Angeles • California, New York • 🇺🇸 United StatesSenior💰 $95,000 - $130,000 per yearWebsite

About the role

Key responsibilities & impact

Support in the administration of the firm’s BDC compliance program
Assist in the preparation and maintenance of regulatory filings, including Form ADV and related disclosures
Execute compliance testing and monitoring activities in accordance with Rule 206(4)-7 under the Investment Advisers Act of 1940
Provide support for compliance obligations under the Investment Company Act of 1940
Assist with compliance with Oaktree’s registered funds’ Co-Investment Exemptive Relief Order
Support the firm’s global data privacy program
Assist with internal audits, regulatory exams, and information requests
Prepare materials for the quarterly BDC Board of Directors meetings
Assist in ad hoc projects associated with US Regulatory Compliance as needed

Requirements

What you’ll need

3–5 years of compliance experience within an investment adviser, asset manager, or financial services firm
General knowledge of the Investment Company Act of 1940 and the Investment Advisers Act of 1940
Proficient in Microsoft Office applications, including Word, Excel, PowerPoint and Outlook
Outstanding initiative, motivation, and detail orientation with strong work ethic and excellent organizational skills
Ability to work well under pressure and with time constraints
Proven ability to manage tasks with competing priorities and deadlines
Responsible individual with a strong sense of integrity and dedication
Demonstrates strong interpersonal skills and the ability to quickly build credibility and gain confidence of individuals at all levels
Team-oriented and able to partner with colleagues to achieve shared goals

Benefits

Comp & perks

Competitive base salary
Discretionary bonus incentives
Comprehensive benefits package
Flexible work arrangements

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills & Tools

compliance testingregulatory filingsForm ADVInvestment Advisers Act of 1940Investment Company Act of 1940Co-Investment Exemptive Relief Orderinternal auditsregulatory exams

Soft Skills

initiativemotivationdetail orientationorganizational skillsability to work under pressuretask managementintegritydedicationinterpersonal skillsteam-oriented