Investment Client Services Analyst – Advisory Trading
Northwestern Mutual
full-time
Posted on:
Location Type: Hybrid
Location: Franklin • Wisconsin • 🇺🇸 United States
Visit company websiteSalary
💰 $23 - $34 per hour
Job Level
Senior
About the role
- Provide consultative guidance on trading strategies and investment solutions tailored to client objectives.
- Act as a trusted resource for financial representatives, fostering strong relationships and promoting client retention.
- Execute trades across multiple asset classes—equities, ETFs, mutual funds, and fixed income—with precision and efficiency.
- Analyze trade activity and market trends to ensure alignment with client goals and regulatory standards.
- Assist in portfolio construction and rebalancing, leveraging deep product knowledge and market insights.
- Identify opportunities to enhance portfolio performance and mitigate risk.
- Monitor daily trading activity, ensuring timely processing and adherence to industry regulations and internal policies.
- Maintain rigorous standards for confidentiality, data security, and compliance.
- Collaborate across teams and external partners to resolve trade discrepancies, margin calls, and error corrections.
- Proactively identify and address potential risks impacting trade execution or client portfolios.
- Utilize advanced trading platforms and analytical tools to streamline workflows and improve accuracy.
- Champion digital solutions and self-service capabilities to enhance client experience and operational efficiency.
Requirements
- Associate’s or Bachelor’s degree in Finance, Business, Economics, or related field.
- 2+ years in trading, investment operations, or client advisory within financial services.
- Strong understanding of equities, ETFs, mutual funds, fixed income products, and market dynamics.
- Analytical and problem-solving expertise.
- Exceptional communication and interpersonal skills.
- Proficiency with trading platforms and financial software.
- Ability to manage multiple priorities in a fast-paced environment.
Benefits
- We believe in fairness and transparency. It’s why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process.
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard skills
trading strategiesinvestment solutionsportfolio constructiontrade executionmarket analysisrisk mitigationdata securitycomplianceanalytical skillsproblem-solving
Soft skills
communicationinterpersonal skillsrelationship buildingclient retentioncollaborationproactive risk identificationtime managementadaptabilityattention to detailclient experience enhancement
Certifications
Associate’s degreeBachelor’s degreeFinanceBusinessEconomics