Financial Planning and Analysis

• Oversee and ensure accurate preparation of necessary paperwork to implement recommendations
• Process and track all new accounts
• Coordinate execution of trades for brokerage and advisory accounts
• Monitor trades and verify funds
• Implement initial and subsequent asset allocation trades
• Participate in client meetings for financial or investment plan implementation when appropriate
• Track potential rollover opportunities
• Construct investment proposals with the Director of Investments for client meetings
• Prepare client review materials and assist with investment audits for review meetings
• Run performance reports in Envestnet, Morningstar, NMCIR, NetX360, etc.
• Provide high-quality client service and a concierge client experience
• Optimize growth in both risk management and advisory wealth management businesses
• Ensure NMIS and NMWMC compliance requirements are implemented and followed
• Handle all incoming client service requests regarding client plans and accounts

Director of Investment Operations

Investment Accountant

Financial Services Associate – AP/Invoicing

Senior Financial Analyst

Financial Analyst

Government Health Consulting Intern, Financial