Compliance

• Stay ahead of regulatory developments across major markets (US, UK, EU, AUS, Singapore) and interpret complex requirements from bodies such as CFTC, NFA, ESMA, FCA, MAS, and ASIC
• Evaluate how new and evolving regulations affect Capital Markets products and services, and provide actionable guidance to business leaders
• Establish and maintain robust policies, procedures, and governance frameworks to ensure compliance with global regulatory standards
• Partner with Compliance, Legal, Risk, and business units to embed regulatory requirements into operational processes and controls
• Influence Capital Markets strategy and operating model to align with regulatory expectations and industry best practices
• Identify high-risk situations, advise on mitigation strategies, and ensure timely escalation of regulatory issues
• Lead initiatives related to horizon scanning, impact assessments, regulatory reporting, and governance enhancements
• Communicate regulatory impacts effectively to internal and external stakeholders, fostering a culture of compliance and risk awareness
• Support ad hoc projects and provide leadership coverage for the regulatory change team when needed

Regulatory Change & Oversight – Capital Markets

Quality Specialist – Customer Compliance

Compliance Officer – Advisory

Director, US Regulatory – Global Strategic Labelling

Regulatory Engineer

Executive Director, Regulatory Science & Strategy – Oncology