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Regulatory Liquidity Reporting Controller – Vice President
NomuraRegulatory Liquidity Reporting Controller managing daily and periodic regulatory submissions for the European consolidation group. Collaborating with global teams to ensure accurate reporting and compliance.
Tech Stack
Tools & technologiesTableau
About the role
Key responsibilities & impact- Validate and submit numerous PRA, EBA & JFSA returns internally and to the Regulator on a daily / weekly / monthly / quarterly basis, covering PRA110, LCR, ALMM, NSFR & Asset Encumbrance reporting
- Manage the weekly review, challenge and submission process for the PRA110
- Support the Mumbai team in the production of all Regulatory Liquidity Reporting metrics for Risk Appetite monitoring purposes
- Explain key variances and trends through the preparation of commentaries & MI related to Liquidity flows across multiple Liquidity regimes (PRA, EBA, JFSA)
- Propose changes and lead User Acceptance Testing (UAT) for IT system improvements across the different Liquidity Regimes to improve automation and control
- Maintain and review procedures and protocols for the end-to-end control & governance framework for Regulatory Liquidity Reporting
- Assist in the build out of new MI and controls to enhance the timeliness & accuracy of regulatory reporting
- Support interpretation, guidance and challenge on PRA, EBA and JFSA Liquidity regulations in partnership with the EMEA Regulatory Policy group
- Act as a key liaison between Regulatory Reporting, Treasury Liquidity Management, Change/ Project teams, Regulatory Policy & IT
Requirements
What you’ll need- Liquidity experience gained in an Investment Banking environment performing solo entity level reporting producing and validating PRA ILG (PRA110), LCR, ALMM, Asset Encumbrance & NSFR
- Detailed knowledge of both PRA & EBA Liquidity regulations and reporting guidance
- Familiarity with JFSA Basel III Liquidity rules would be a distinct advantage
- Investment banking product knowledge (specifically Secured Financing, Unsecured & Derivatives) including front-to-back trade lifecycle knowledge and an understanding of their impact on Liquidity reporting
- Strong IT Literacy, analytical and numerical skills
- Familiarity with big data analytics tools (e.g. Tableau, Power BI, Alteryx) would be a distinct advantage
- Previous experience as a Regulatory Reporting Controller is essential
- Results focussed in a pressurised environment with tight reporting deadlines
- Regulatory Reporting software experience (e.g. AXIOM) would be a distinct advantage
- Experience with EBA/PRA submissions processes (XBRL wrappers, Taxonomy specifications, validation resolution)
Benefits
Comp & perks- Health insurance
- Pension scheme
- Flexible working hours
- Professional development opportunities
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
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Hard Skills & Tools
Liquidity ReportingPRA110LCRALMMNSFRAsset EncumbranceRegulatory ComplianceData AnalysisUser Acceptance TestingInvestment Banking Product Knowledge
Soft Skills
Analytical SkillsResults FocusedCommunication Skills