N3XT SPORTS

Compliance

• Manage components of the Compliance Management System (CMS) and collaborate with departments to ensure compliance across all business lines.
• Conduct compliance risk assessments and oversee internal audits to identify and mitigate potential regulatory risks.
• Work cross functionally with various internal functions to integrate compliance controls into daily operations.
• Support new and existing product development by advising teams on compliance, risk and control strategies, new product development, and process improvements.
• Oversee compliance policy governance, ensuring standards are implemented consistently across all departments.
• Manage the complaint handling process, including working cross functionally to ensure resolutions are accurate, timely, and in compliance with applicable regulatory requirements.
• Maintain administrative oversight of the compliance training issued via the company’s learning management system.
• Track and maintain internal and external compliance reporting obligations, including reporting to bank partners, regulator reporting and other administrative functions to meet obligations.
• Coordinate and lead organizational responses to high-stakes regulatory examinations, third-party audits, and bank partner reviews, ensuring timely collection of data and closure of remediation activities.
• Support and oversee the issue management process.
• Maintain and effectively execute the marketing compliance program.
• Monitor, interpret, document and communicate emerging regulatory updates from FinCEN, OFAC, Wyoming Division of Banking etc, collaborating with general counsel to adjust internal policies to changing obligations.

Compliance Lead 2, Regulatory Compliance