MUFG

Financial Crime

• Performs quality control reviews of KYC files
• Ensures compliance with BSA/AML policy
• Documents each review by completing a QC Checklist
• Communicates concerns with the Onboarding unit and the Team Lead
• Maintains effective working relationships with key business partners
• Stays abreast of developments concerning BSA/AML/Sanctions

KYC Quality Control Analyst

Human Resources

• Lead and oversee execution of the RCSA lifecycle in accordance with enterprise standards.
• Ensure comprehensive identification and assessment of Operational, Compliance, Third Party, Information, and Model Risks.
• Provide effective challenge to business stakeholders on risk identification, control design, and control effectiveness.
• Ensure risks, controls, and processes are accurately documented and maintained within OpenPages.
• Identify emerging risks and thematic control issues and escalate as appropriate.
• Serve as senior FLoD owner for Issue Management activities from identification through remediation and closure.
• Ensure timely identification, escalation, and documentation of issues where risk exceeds tolerance.
• Oversee root cause analysis, management action plans, remediation timelines, and remediation evidence quality.
• Govern issue changes, extensions, and escalation processes.
• Ensure remediation is completed in a timely, sustainable manner and is prepared for independent validation.
• Support executive-level leadership within ARM and HR by delivering executive-ready risk insights and issue reporting.
• Prepare materials for senior leadership and governance forums, including risk posture summaries and issue escalation briefings.
• Advise leadership on risk implications related to organizational initiatives, workforce actions, and business change.
• Act as primary risk liaison for the business units with ORM, Internal Audit, Compliance, and other risk governance functions such as third party, technology, data privacy, etc.
• Support governance forums through clear, concise, and accurate risk reporting.
• Promote a strong risk management culture and accountability across the business unit.

Business Unit Risk Manager, HR & ARM

Financial Planning and Analysis

• Organizing, reviewing, and analyzing due diligence processes and materials
• Developing valuation analyses and models (projections, LBO, DCF, public comparables, historical M&A transactions, etc.)
• Preparing comprehensive pitchbooks, information memoranda, management presentations and marketing materials
• Compiling prospective acquirer & investor lists and contacting acquirers & investors
• Performing key steps in the transaction execution process
• Supporting senior bankers in establishing relationships and maintaining direct contact with current and prospective clients
• Interacting with senior bankers to help build the firm (training, recruiting, mentoring, etc.)

Investment Banking Associate – Industrials

Analyst

• Conduct routine evaluations of internal processes
• Identify gaps, risks, and control weaknesses
• Apply data collection and analysis techniques to support quality assessments
• Assist in developing and enhancing quality review frameworks and processes
• Prepare and distribute daily quality, risk, and control reports
• Support process improvement initiatives and product management efforts
• Deliver quality metrics and reporting to stakeholders and business partners
• Adhere to escalation protocols and reporting requirements
• Respond to inquiries received through the quality assurance team mailbox
• Contribute to continuous improvement efforts

Quality Management Analyst

• Assist in the management of investment banking projects
• Collaborate with senior bankers on client presentations
• Conduct financial analysis and due diligence

KYC Quality Control Analyst

Business Unit Risk Manager, HR & ARM

Investment Banking Associate – Industrials

Quality Management Analyst

Middle Office Investment Banking Analyst