Risk Officer

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Risk Officer managing supervisory, compliance, and risk functions for Morgan Stanley. Ensuring adherence to business ethics and applicable regulations while working with stakeholders.

Posted 6/17/2026full-timeSyracuse • New York • 🇺🇸 United StatesMid-LevelSenior💰 $120,000 - $160,000 per yearWebsite

About the role

Key responsibilities & impact

Primary responsibility for all risk, supervisory, and compliance function
Ensure proper procedures are in place for approvals
Monitors and implements procedures to manage all facets of risk
Supports preparation for and response to audits

Requirements

What you’ll need

Bachelor’s degree required or equivalent education or experience
Previous industry experience
Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures

Benefits

Comp & perks

Comprehensive employee benefits and perks
Professional development opportunities
Coaching and guidance on policies and procedures

ATS Keywords

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Applicant Tracking System Keywords

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Certifications

Series 7Series 8Series 9Series 10Series 63Series 65Series 66