Compliance

• Governance: develop and maintain a comprehensive GRC strategy and roadmap aligned with business objectives. Lead the creation and enforcement of standards, policies, controls, audits, reporting across various enterprise and product verticals.
• Risk Mgmt: develop and operationalize a risk assessment and management framework on a periodic basis to enable prioritization and remediation of critical issues. Define and deliver measurable scorecards and metrics to enable data driven decision making
• Compliance: ensure compliance with various regulatory standards and frameworks (ISO, NIST, SOC2, CCPA, GDPR, etc). Lead internal and external audit activities including tracking and resolving deficiencies and remediations.
• Partner closely with Legal / IT / Finance / Security to align on the GRC program and deliver a cohesive integrated risk management framework.
• Led defining requirement and reporting (scorecards) of data life cycle management across enterprise and product domains working with data platform and legal team.

Senior Staff Analyst, GRC

Senior Director, Compliance & Ethics – PRISM, Multi-Specialty MSOs

Executive Director, Regulatory Affairs

Director, Regulatory Reporting

Privacy Analyst, Global Compliance

Senior Compliance Associate – Equities