Safety Risk Lead, Senior Director – MD Required
Pfizer
Risk Officer
Morgan Stanley
full-time
Posted on:
Location Type: Hybrid
Location: Tampa • Arizona, Florida, New York, Utah • 🇺🇸 United States
Visit company websiteSalary
💰 $84,000 - $140,000 per year
Job Level
Mid-LevelSenior
About the role
- Primarily responsible for all risk, supervisory and compliance function for the business
- Facilitates any supervisory inquiry or process that requires escalation from the Senior Risk Officer or Senior business management
- Focuses on business ethics and regulatory and compliance practices
- Ensures proper procedures are in place to ensure that approvals are handled appropriately and timely
- Monitors and implements procedures to manage all facets of risk, including data security
- Oversees responsibilities outlined in the Branch Supervisory Manual
Requirements
- Bachelor’s degree required or equivalent education or experience
- Previous industry experience
- Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
- Knowledge of SEC, FINRA and Firm Compliance Policies and Procedures
Benefits
- Attractive and comprehensive employee benefits and perks
- Health insurance
- Retirement plans
- Paid time off
- Flexible work arrangements
- Professional development opportunities
- Bonuses
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Soft skills
risk managementcompliancesupervisory skillsbusiness ethicsprocedural implementationdata security management
Certifications
Bachelor's degreeSeries 7Series 8Series 9Series 10Series 63Series 65Series 66
