Mercury

Head of Compliance Advisory, Banking

Mercury

full-time

Posted on:

Origin:  • 🇺🇸 United States • California, New York, Oregon

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Salary

💰 $227,300 - $315,600 per year

Job Level

Lead

About the role

  • Lead the Banking Compliance Advisory team, aligning compliance advisory efforts with Mercury’s business goals and product roadmap
  • Provide strategic direction and day-to-day oversight for a team responsible for a wide range of compliance advisory functions, including:
  • New product advisory: Partner with product and legal to shape and support compliant design and launch of new features and offerings
  • Ad hoc advisory: Act as a trusted compliance resource across the business for nuanced or novel questions
  • Issue advisory and remediation support: Guide product and operations teams in managing compliance incidents and remediating root causes
  • Policy development and refresh: Own and evolve compliance policies in collaboration with subject matter experts and regulatory stakeholders
  • Training content SME: Inform training strategy by contributing compliance expertise to internal enablement efforts
  • Product risk assessment support: Embed compliance perspectives in product risk assessments and launch readiness reviews
  • Regulatory and partner change management: Interpret and operationalize regulatory and partner-driven requirements and changes
  • Partner management and response: Serve as a compliance representative in partner meetings and responses, supporting relationship health and contractual alignment
  • Marketing reviews: Review and advise on marketing campaigns and materials to ensure regulatory and reputational compliance
  • Strengthen cross-functional collaboration with product, legal, engineering, and risk teams to deliver responsible innovation at scale
  • Represent Compliance in external conversations with partners and regulators, offering thoughtful input that balances product opportunity with regulatory clarity
  • Support the execution of Compliance department initiatives, including audit readiness, documentation improvements, and cross-cutting operational projects
  • Reinforce and grow a culture of compliance across the organization by modeling Mercury’s values and championing sound decision-making

Requirements

  • 8+ years of experience in a compliance advisory role, ideally within financial institution, fintech, banking-as-a-service, or consumer finance industries
  • A strong track record of leading and developing compliance teams, preferably in high-growth environments
  • Deep subject matter expertise in applicable regulations related to banking, consumer protection, financial crimes, and regulatory reporting
  • Proven experience working cross-functionally with product, engineering, legal, and risk on complex compliance challenges
  • Strong communication and influencing skills, with the ability to tailor messaging across audiences and drive alignment across stakeholders
  • A pragmatic and solution-oriented mindset—able to navigate ambiguity and make risk-based decisions quickly and thoughtfully
  • Experience supporting compliance policy frameworks, regulatory examinations, audits, and partner due diligence processes
  • Passion for innovation in financial services, and a desire to help Mercury redefine how banking can enable businesses