Maxxia Pty Ltd

Compliance

• Ensure the organisation complies with applicable laws, regulations, and licence conditions by interpreting regulatory requirements, mapping obligations to internal processes, maintaining regulatory registers and advising the business on compliance requirements
• Undertake compliance activities required to maintain and further progress the compliance program
• Conduct Compliance monitoring reviews, perform control testing and review business processes for regulatory adherence
• Assess potential regulatory breaches, coordinate breach investigations, determine reportability to regulators, maintain breach register and oversee remediation actions
• Monitor regulatory developments and guidance and work with relevant stakeholders to consider impact and any changes that should be made
• Provide reports on compliance incidents, monitoring activities, and regulatory developments
• Contribute to the development of compliance training programs, regulatory awareness sessions, providing guidance to business units and supporting a culture of ethical conduct and accountability
• Support the identification and management of compliance risks, in partnership with risk management, internal audit and legal teams
• Develop, review and update policies, procedures and controls to mitigate compliance and regulatory risk

Compliance Manager