Head of Investment Controls

MassMutual

Lead internal control oversight program and evaluate investment-related processes. Collaborate with stakeholders across MassMutual to drive process improvements and ensure compliance.

Posted 7/15/2026full-timeSpringfield • Massachusetts • 🇺🇸 United StatesLead💰 $156,000 - $204,700 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in developing and implementing risk frameworks and controls, with a strong focus on compliance and governance in financial services. Proven ability to communicate effectively with senior leadership and build collaborative relationships with stakeholders.

Highest-signal resume keywords

Risk Framework DevelopmentControl Testing ProceduresSarbanes-Oxley ComplianceInvestment Regulatory OversightInterpersonal Communication Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk AssessmentControl Design EvaluationContinuous MonitoringFinancial Reporting ControlsAudit Standards Familiarity

Soft Skills

Relationship BuildingCollaborationInfluencing SkillsPrioritizationIndependent Work

Tools & Technologies

Microsoft Office

Industry Keywords

Investment ProcessesGovernanceRisk ManagementFinancial ServicesOperational Controls

About the role

Key responsibilities & impact

Lead the development, design, and implementation of an internal control oversight program
Evaluate the control framework for various investment-related processes for the Company’s General Investment Account
Responsible for all aspects of the control framework for IM, including but not limited to performing risk assessments, evaluating control design and effectiveness, continuous monitoring and testing of controls for various investment processes
Help shape and implement the future operating model of governance, risk and controls for processes supporting the General Investment Account
Assess and monitor compliance on a broad range of investment related regulatory, governance, reporting and risk matters for the Company’s General Investment Account
Drive and provide valuable insight and perspectives to management, enhancing the oversight and monitoring of operational and financial reporting controls

Requirements

What you’ll need

Bachelor’s Degree in Accounting, Finance or Business Administration
10+ years of relevant experience in building and implementing risk frameworks and controls (e.g., Sarbanes-Oxley), internal or external audit or enterprise risk management in financial services
Expertise in conducting risk assessments, familiarity with auditing standards and experience with control testing procedures
Able to garner support and gain momentum to bring new ideas through implementation. Prior track record in building partnerships with senior leaders
Experience and confidence with communicating, influencing, and presenting to senior and executive leadership.
Outstanding verbal, written and interpersonal communication skills
Ability to work independently, prioritize work, and meet deadlines
Ability to successfully partner with internal and external stakeholders
Team Player / Relationship Building: Collaborative with strong interpersonal skills; able to relate to and build strong relationships with diverse internal and external audiences/constituencies; leverages the ability to deliver effectively.
Proficient with Microsoft Office tools (Outlook, Excel, Word, etc.)

Benefits

Comp & perks

Access to mentorship opportunities
Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQ, veteran and disability-focused Business Resource Groups
Access to learning content on Degreed and other informational platforms
Regular meetings with the IM Compliance & Controls