MassMutual

Communications Compliance Consultant

MassMutual

full-time

Posted on:

Location Type: Hybrid

Location: Springfield • Massachusetts • United States

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Salary

💰 $88,300 - $115,900 per year

About the role

  • Reviewing advertising and marketing material submitted by Financial Professionals
  • Conducting reviews of marketing material created from Home Office business partners
  • Managing communications compliance risk for the Company
  • Fostering and sustaining collaborative business partner and field office relationships
  • Focusing on bringing business/field partners additional resources to assist them with material creation and submission
  • Striving to improve efficiency through continuous improvement efforts

Requirements

  • Series 7 and 24 registrations at time of application.
  • 3+ years of Broker Dealer and/or Corporate Registered Investment Adviser experience
  • Bachelor's degree
  • Advertising review experience a plus
  • Proficient in Microsoft Office Suite
  • Possesses a can-do attitude, has a passion for delivering outstanding customer service, and has a solutions-oriented, collaborative, and risk-based mindset and can operate within “the gray.”
  • Is empathic to the needs and goals of our business and field partners and demonstrates a sense of urgency when handling material reviews.
  • Motivated self-starter, excellent verbal and written communication skills, problem solver, organized, and can work autonomously once trained and with limited coaching.
  • Team player, who can work collaboratively with business and field partners to develop or modify business operating policies and procedures to help ensure compliance with applicable regulations.
  • Demonstrated ability to champion and adapt quickly to change, increasing data literacy, and increasing utilization of technology and automation including in the artificial intelligence space.
Benefits
  • Regular meetings with the Communications Compliance Team
  • Focused one-on-one meetings with your manager
  • Networking opportunities including access to Asian, Hispanic/Latinx, African American, women, LGBTQIA+, veteran and disability-focused Business Resource Groups
  • Access to learning content on Degreed and other informational platforms
Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills & Tools
advertising reviewBroker Dealer experienceCorporate Registered Investment Adviser experienceMicrosoft Office Suite proficiency
Soft Skills
can-do attitudecustomer servicesolutions-oriented mindsetcollaborative mindsetrisk-based mindsetempathysense of urgencymotivated self-starterexcellent verbal communicationexcellent written communication
Certifications
Series 7 registrationSeries 24 registration