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Senior Manager, Regulatory Compliance
MashreqSenior Manager, Regulatory Compliance for MashreqBank ensuring adherence to UAE regulations and standards. Responsibilities include guidance, training delivery, and regulatory reporting in compliance matters.
About the role
Key responsibilities & impact- Develop and maintain awareness of regulations, standards, and guidance issued by the Central Bank of the UAE (CBUAE).
- Assist in interpreting regulatory requirements and communicating them very clearly to relevant units within the Bank.
- Support the delivery of regulatory training and awareness initiatives to promote understanding of applicable requirements.
- Maintain good knowledge of CBUAE regulations, standards, circulars, and relevant federal laws and directives.
- Provide support in offering regulatory guidance and clarifications to business units and support functions.
- Support the preparation and delivery of presentations on newly issued regulations and standards.
- Assist in assessing financial services activities to determine applicability of regulatory requirements.
- Support the execution and tracking of regulatory gap assessments, ensuring updates are maintained accurately.
- Identify and document differences between existing and new or updated regulations.
- Prepare summaries and basic comparative analyses of regulatory requirements for internal use.
- Assist in the dissemination of regulatory notices, circulars, and guidance to stakeholders.
- Support tracking of regulatory obligations to ensure requirements are not missed.
- Monitor progress of assigned regulatory compliance actions and escalate issues when necessary.
- Support the preparation and submission of regulatory reports (regular and ad hoc).
- Coordinate with stakeholders to gather inputs required for regulatory submissions.
- Assist in reviewing regulatory correspondence for accuracy and consistency.
- Support the maintenance and update of Regulatory Compliance policies and procedures.
- Assist in delivering regulatory training and awareness sessions.
- Provide day-to-day support to team members on regulatory matters when required.
- Assist in preparing management reports and MIS related to regulatory compliance activities.
- Support documentation of key regulatory developments and themes for internal reporting.
- Prepare summaries of CBUAE outreach sessions and meetings for internal circulation.
- Assist in Business Impact Analysis (BIA) and Business Continuity Planning (BCP) activities.
Requirements
What you’ll need- Bachelor’s degree in Business, Commerce, Law, Economics, or a related discipline.
- Professional qualifications in compliance, risk, or regulatory disciplines are an advantage.
- 6 to 8 years of relevant experience in regulatory compliance, banking, or a related function.
- Experience supporting interactions with regulators and assisting in regulatory submissions.
- Working knowledge of UAE regulatory frameworks and exposure to applicable international standards and best practices.
- Good understanding of UAE regulatory requirements, rules, and legislation.
- Strong analytical and problem-solving skills with the ability to support sound decision-making.
- Good written and verbal communication skills in English.
- Developing presentation and stakeholder management skills.
- High attention to detail with the ability to prepare clear and concise regulatory summaries.
Benefits
Comp & perks- Health insurance
- Paid time off
- Flexible work arrangements
ATS Keywords
✓ Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
regulatory complianceregulatory trainingregulatory gap assessmentsBusiness Impact AnalysisBusiness Continuity Planningregulatory reportingcomparative analysisfinancial services activities assessmentregulatory correspondence reviewstakeholder management
Soft Skills
analytical skillsproblem-solving skillscommunication skillspresentation skillsattention to detaildecision-makinginterpersonal skillsorganizational skillsteam supportclarity in communication
Certifications
Bachelor’s degreeprofessional qualifications in complianceprofessional qualifications in riskprofessional qualifications in regulatory disciplines