Senior Portfolio Compliance Specialist
Marsh McLennan
full-time
Posted on:
Location Type: Hybrid
Location: Boston • Massachusetts • New York • United States
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Salary
💰 $118,900 - $238,000 per year
Job Level
About the role
- Oversee the day-to-day portfolio compliance functions, including new guideline implementation, pre-trade and post-trade controls and monitoring, alert investigation and resolution
- Manage rule creation, rule testing and rule library maintenance, and oversee service providers where applicable
- Perform reporting and analysis to detect guideline breaches and monitor all outstanding issues through resolution
- Support fund reporting relating to portfolio compliance, liquidity risk and derivative risk monitoring
- Implement, maintain and enhance portfolio compliance procedures and controls
- Contribute to a multi-year global investment platform project where portfolio compliance platform will be migrated
- Manage and provide training and guidance to team members
Requirements
- Minimum 6 to 8 years of relevant experience in the investment management industry; knowledge of investment instruments including fixed income and derivatives
- Familiarity with investment-related regulations and portfolio monitoring tools
- Undergraduate degree in Finance, Economics, Accounting or similar fields
- Critical thinking skill and excellent attention to detail
- Effective verbal and written communication skills, ability to work in a team environment, and capable of managing projects effectively
- Ability to exercise sound independent judgement to resolving problems or identifying issues requiring escalation, take charge and drive to conclusions
- Ability to work independently and provide guidance to other staff members
Benefits
- Health and welfare benefits
- Tuition assistance
- 401K savings and other retirement programs
- Employee assistance programs
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
portfolio complianceguideline implementationpre-trade controlspost-trade controlsreporting and analysisliquidity risk monitoringderivative risk monitoringrule creationrule testinginvestment instruments
Soft Skills
critical thinkingattention to detailverbal communicationwritten communicationteamworkproject managementindependent judgementproblem solvingguidancetraining