Risk & Compliance Manager – Investments
Marsh McLennan
full-time
Posted on:
Location Type: Hybrid
Location: Sydney • Australia
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About the role
- Deliver risk and compliance monitoring and reporting for Mercer Investments Australia (MIAL).
- Proactively monitor adherence to frameworks, policies, procedures and controls, identifying gaps and driving practical remediation.
- Support business-led investigations into incidents and issues, including timely updates, root cause analysis, remediation tracking, prevention of recurrence and (where required) regulatory reporting.
- Provide and coordinate Risk & Compliance training, including Incident Management and Root Cause Analysis.
- Monitor and support annual CPD completion requirements (including RG 146 and Responsible Managers).
- Support AML/CTF activities including investor risk ratings, transaction monitoring, and World-Check sanctions screening.
- Assist the Senior Risk & Compliance Manager with ad hoc tasks and projects.
Requirements
- 7+ years’ experience in Risk, Compliance and/or Legal within funds management or a similar financial services environment.
- Strong understanding of financial markets, investment products and investment management processes.
- Proficiency in Excel, Word and PowerPoint (Power BI skills desirable).
- Strong organisational skills and attention to detail, with sound research and administration capability.
- Strong written and verbal communication skills with the ability to clearly explain compliance requirements.
- Ability to influence and collaborate with stakeholders at all levels to deliver practical, business-aligned compliance solutions.
- Tertiary qualification in Law, Commerce, Finance or a related discipline (or equivalent experience).
Benefits
- Health insurance
- Flexible work arrangements
- Professional development opportunities
Applicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills & Tools
risk monitoringcompliance monitoringroot cause analysisregulatory reportingAML/CTF activitiestransaction monitoringinvestor risk ratingsfinancial marketsinvestment productsinvestment management processes
Soft Skills
organizational skillsattention to detailresearch capabilityadministration capabilitywritten communicationverbal communicationinfluencecollaboration
Certifications
RG 146Responsible Managers